Fiduciary Protection

Assembling and monitoring a retirement plan’s investment line-up presents a large potential for liability.

When considering how your company or committee addresses that potential liability, we recommend that you ask yourself:

Do we want help to come from a fiduciary?
Do we want to transfer responsibilities?
To what degree do we value unbiased advice?
Or would we prefer it come from someone not held to ERISA’s standards?
Which of the following best suits our tolerance for risk and investment expertise?

Broker v. Advisor